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Governance & Policies
The City University
of New York
Office of the General Counsel and Vice Chancellor for Legal Affairs
535 East 80th Street, New York, N.Y. 10021
Phone: (212) 794-5382
Fax: (212) 794-5426
Writer’s
direct phone: (212) 794-5506
Writer’s e-mail: frederick.schaffer@mail.cuny.edu
Frederick
P. Schaffer
General Counsel
Jane Sovern
Deputy General Counsel
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Amy
S. Bennett
Jane E. Davis
Marina B. Ho
Abby L. Jennis
Richard Malina
Daphna H. Mitchell*
Linda Myles
Paul F. Occhiogrosso
Katherine Raymond
Michael D. Solomon*
Jo-Anne Weissbart
*Associate
General Counsel
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February
19, 2003 |
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E M O R A N D U M |
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To:
Directors of Public Safety
From: Frederick P. Schaffer
Re: The Campus and The
First Amendment Right to Free Speech
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Supreme Court of the United States has long held that students
do not “shed their constitutional rights to freedom
of speech or expression at the schoolhouse gate.”*
Constitutional rights and, specifically, the
First Amendment, apply to students as well as to employees
and others properly on campus.
This memorandum sets forth the background and basic principles
of the First Amendment and discusses some of the ways or
circumstances in which First Amendment rights may be implicated
by activities on CUNY campuses, undertaken either by students,
the colleges, or outsiders.
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| *Tinker
v. Des Moines Independent Community School District, 393 U.S.
503, 506 (1969); Healy v. James, 408 U.S. 169 (1972). |
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I.
The First Amendment And Why It Applies To CUNY
The First Amendment
to the United States Constitution provides as follows:
Congress shall make no law respecting an establishment
of religion, or prohibiting the free exercise thereof;
or abridging the freedom of speech, or of the press;
or the right of the people peaceably to assemble, and
to petition the Government for a redress of grievances.
As a creation, or arm, of New
York State, CUNY must abide by the First Amendment.**
This means that CUNY may not curtail the First Amendment
rights of its students or employees, unless it does so within
certain narrow limits that the courts have established and
approved.
The
words of the First Amendment itself establish six rights:
(1) the right to be free from governmental establishment
of religion (the “Establishment Clause”), (2)
the right to be free from governmental interference with
the practice of religion (the “Free Exercise Clause”),
(3) the right to free speech, (4) the right to freedom of
the press, (5) the right to assemble peacefully (which includes
the right to associate freely with whomever one chooses),
and (6) the right to petition the government for redress
of grievances. College employees and students retain all
of these rights on campus (subject to some permissible limitations).
More than one of these rights may be involved in any given
situation that may arise on campus. For example, the rights
of free speech, peaceful assembly, and petitioning the government
might all be implicated in potential regulations concerning
student demonstrations.
As
noted above, in interpreting the First Amendment, the courts
have allowed these rights to be curtailed or narrowed (but
not eliminated) in limited circumstances. In the case of
college campuses, the Supreme Court has recognized some
difference between a college campus and other public forums,
such as parks, public streets, or municipal theaters. The
Court has held:
A
university’s mission is education, and decisions
of this Court have never denied a university’s
authority to impose reasonable regulations compatible
with that mission upon the use of its campus and facilities.***
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| **lthough
the First Amendment refers to the Congress of the United States,
it applies to States as well, through the application of the
Fourteenth Amendment to the Constitution. |
| ***Widmar
v. Vincent, 454 U.S. 263, 268 n.5 (1981). |
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| Thus,
although CUNY must actively respect First Amendment principles
on its campuses, the application of the First Amendment may
be affected, in narrow and limited ways, by the unique interests
of the academic community. Any restrictions must be evaluated
by balancing the individual’s or group’s First
Amendment rights against legitimate educational purposes and
interests of CUNY. Therefore, determining whether a rule or
restriction is constitutionally permissible will require attention
to the particulars of the situation, the application of good,
reasonable judgment, and recognition of the importance our
society, through our courts, places on First Amendment rights,
keeping them as flexible and broad as possible while maintaining
conditions that foster the underlying purposes of the institution
and protect the rights of others on campus at the same time. |
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II.
Bedrock Principle: Viewpoint Neutrality
In
applying the right to free speech one bedrock principle
applies: an effort to control or limit speech on the basis
of its content or message is presumed to be unconstitutional.
In other words, for CUNY to deny a speaker an opportunity
to give a speech on campus solely because the content of
the speech is offensive or disagreeable to some, and is
therefore likely to cause a disruption, would almost always
be unconstitutional.
Restrictions
on speech on the basis of its content are permissible in
only two very narrow circumstances: (1) “fighting
words” and (2) speech that causes a “clear and
present danger.”
“Fighting
words” refers to speech that by its very utterance
inflicts injury or tends to incite an immediate breach of
the peace. The concept was established in a case in 1942
involving political and other epithets and slurs.****
Since then, it has been construed ever more narrowly, so
that racial, ethnic, political and other type of slurs are
not considered to be fighting words and are therefore protected
by the First Amendment.*****
Thus, there seems to be little continuing validity to the
“fighting words” doctrine.
Speech
that poses a clear and present danger is speech that (a)
advocates a violation of law and (b) is likely to incite
and produce imminent unlawful conduct.******
Both elements must be present to justify a restriction on
speech. It is not sufficient that the speech creates a general
concern for disturbance or disruption unless there is advocacy
of unlawful conduct under circumstances in which immediate
unlawful conduct is probable.
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| ****Chaplinsky
v. New Hampshire, 315 U.S. 568 (1942). |
| *****E.g.,
Gooding v. Wilson, 405 U.S. 518 (1972) (doctrine of “fighting
words” not applicable when a black man, upon being arrested,
said “white son of a bitch, I’ll kill you”). |
| ******Brandenburg
v. Ohio, 395 U.S. 444 (1969). |
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III.
Reasonable Time, Place, And Manner Restrictions On Speech
CUNY
may regulate speech on campus by imposing content-neutral
“reasonable time, place, and manner” regulations
provided they are narrowly drafted “to serve a significant
government interest and leave open ample alternative channels
of
communication.”*******
This means that CUNY can impose reasonable restrictions
on where, when, and how the speech will occur, so long as
(1) the restrictions are necessary to fulfill a significant
legitimate institutional purpose and (2) other avenues remain
available for communicating the same message to the same
audience.********
For example, CUNY could prohibit the use of a bullhorn in
making a speech if the use of a bullhorn would be so noisy
as to interfere with classes scheduled for the same time.
Similarly, a well publicized rule prohibiting posting notices
on classroom doors, but designating other areas for notices,
would be appropriate. And a rule restricting the hours during
which a speaker may give a public speech on campus would
be constitutional provided the rule was reasonably necessary
to prevent disruption of such activities as teaching or
course registration.
IV. Conclusion
Open
discussion of issues and ideas, even unpopular, controversial,
or offensive ideas, is an integral part of life on CUNY
campuses and should be encouraged. At the same time, colleges
must ensure that classes and other daily activities are
not disrupted and provide for the safety of members of the
college community and visitors. Typically, the best methods
of balancing these often competing concerns are to develop
and adhere to written college policies and to employ reasonable,
carefully tailored time, place, and manner restrictions
that simultaneously permit speech and ensure safety. Most
colleges have such policies, and you should, of course,
be familiar with yours. My office is available to assist
you with any questions you may have concerning the implementation
of those policies, or for any other related questions, in
cooperation with the Office of University Public Safety
and its Director, William Barry. |
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| *******Perry
Educ. Ass’n v. Perry Local Educators’ Ass’n,
460 U.S. 37, 45, 103 S. Ct. 948 (1983). |
| ********This
principle applies to all expression whether in the form of
oral speech or in another form, such as leafletting. |
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